SURVEY OF CLAIM
CONSTRUCTION PROCEDURES & PRACTICE
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Southern District |
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Hon. Marilyn L. Huff: |
3 active |
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Hon. Irma E. Gonzalez: |
9 active |
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Hon. Napoleon A. Jones, Jr.: |
11 |
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Hon. Judith N. Keep: |
None at this time |
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Hon. M. James Lorenz: |
15 - 16 |
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Hon. Jeffrey T. Miller: |
4 - 6 |
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Hon. Barry T. Moskowitz: |
6 - 12 |
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Hon. Thomas J. Whelan: |
8 |
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Hon. Rudi M. Brewster: |
12[1] |
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Central District |
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Hon. Lourdes G. Baird: |
19; 3 active in last 3 months |
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Hon. William Matthew Byrne, Jr.: |
No response |
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Hon. David O. Carter: |
30[2] |
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Hon. Audrey B. Collins: |
10-20 |
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Hon. Florence-Marie Cooper: |
1 or 2 |
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Hon. Gary A. Feess: |
No response |
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Hon. Terry J. Hatter, Jr.: |
5 - 10 |
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Hon. A. Andrew Hauk: |
0 |
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Hon. Harry L. Hupp: |
0 |
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Hon. Robert J. Kelleher: |
0 |
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Hon. William D. Keller: |
0 |
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Hon. George H. King: |
No response |
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Hon. J. Spencer Letts: |
0 |
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Hon. Ronald S.W. Lew: |
At least 20 |
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Hon. Nora M. Manella: |
10 - 50, or more |
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Hon. Consuelo B. Marshall: |
3 |
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Hon. A. Howard Matz: |
No response |
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Hon. Margaret M. Morrow: |
10 active |
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Hon. Mariana R. Pfaelzer: |
18 - 20 |
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Hon. Virginia A. Phillips: |
No response |
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Hon. Dean D. Pregerson: |
No response |
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Hon. Edward Rafeedie: |
3 - 5 |
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Hon. William J. Rea: |
2 |
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Hon. Manuel L. Real: |
No response |
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Hon. Christina A. Snyder: |
No response |
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Hon. Alicemarie H. Stotler: |
25 |
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Hon. Robert M. Takasugi: |
3 |
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Hon. Gary L. Taylor: |
20 - 25 |
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Hon. Dickran Tevrizian: |
10 |
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Hon. Robert J. Timlin: |
6 - 10 |
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Hon. Laughlin E. Waters: |
0 |
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Hon. Stephen V. Wilson: |
10 - 15 |
2. Do you conduct Markman Hearings in your patent cases (never, rarely, typically, always)?
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Southern District |
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Hon. Marilyn L. Huff: |
Rarely. Usually as part of summary judgment |
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Hon. Irma E. Gonzalez: |
Typically. (“Presumptively”) |
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Hon. Napoleon A. Jones, Jr.: |
In the past, have only done one, but will do more now with the recognition that they are very necessary and important |
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Hon. Judith N. Keep: |
Decided on case-by-case basis; yes in last 2 cases |
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Hon. M. James Lorenz: |
Typically depending on complexity of case |
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Hon. Jeffrey T. Miller: |
Depends on case complexity |
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Hon. Barry T. Moskowitz: |
Always, unless parties agree on all claim construction issues |
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Hon. Thomas J. Whelan: |
Rarely, have only done 2-3 in the past two years |
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Hon. Rudi M. Brewster: |
Always |
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Central District |
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Hon. Lourdes G. Baird: |
Typically |
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Hon. William Matthew Byrne, Jr.: |
No response |
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Hon. David O. Carter: |
Always |
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Hon. Audrey B. Collins: |
Sometimes, depends on case and if requested by party |
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Hon. Florence-Marie Cooper: |
Never. (All cases have settled or been resolved on summary judgment.) |
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Hon. Gary A. Feess: |
No response |
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Hon. Terry J. Hatter, Jr.: |
Always |
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Hon. A. Andrew Hauk: |
See previous response |
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Hon. Harry L. Hupp: |
See previous response |
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Hon. Robert J. Kelleher: |
See previous response |
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Hon. William D. Keller: |
See previous response |
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Hon. George H. King: |
No response |
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Hon. J. Spencer Letts: |
Never |
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Hon. Ronald S.W. Lew: |
Never needed to have one |
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Hon. Nora M. Manella: |
Typically |
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Hon. Consuelo B. Marshall: |
Always when requested by party |
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Hon. A. Howard Matz: |
No response |
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Hon. Margaret M. Morrow: |
Typically |
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Hon. Mariana R. Pfaelzer: |
Typically, depends on complexity of issues. |
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Hon. Virginia A. Phillips: |
No response |
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Hon. Dean D. Pregerson: |
No response |
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Hon. Edward Rafeedie: |
Rarely |
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Hon. William J. Rea: |
Never |
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Hon. Manuel L. Real: |
No response |
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Hon. Christina A. Snyder: |
No response |
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Hon. Alicemarie H. Stotler: |
Typically, in conjunction with summary judgment |
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Hon. Robert M. Takasugi: |
Never, but would consider if raised |
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Hon. Gary L. Taylor: |
Rarely, usually only as part of summary judgment |
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Hon. Dickran Tevrizian: |
Rarely |
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Hon. Robert J. Timlin: |
First Markman Hearing scheduled for 03/29/02 |
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Hon. Laughlin E. Waters: |
See previous response |
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Hon. Stephen V. Wilson: |
Typically |
3. Do you typically conduct a Markman Hearing as a separate procedure or in conjunction with a summary judgment motion?
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Southern District |
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Hon. Marilyn L. Huff: |
In conjunction with summary judgment in the past, considering change |
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Hon. Irma E. Gonzalez: |
Separate procedure with time limits |
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Hon. Napoleon A. Jones, Jr.: |
In conjunction with summary judgment |
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Hon. Judith N. Keep: |
Separate procedure in last 2 cases |
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Hon. M. James Lorenz: |
Sometimes separate, sometimes in conjunction with summary judgment |
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Hon. Jeffrey T. Miller: |
Separate in appropriate cases; others summary judgment |
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Hon. Barry T. Moskowitz: |
Separately |
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Hon. Thomas J. Whelan: |
Separately |
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Hon. Rudi M. Brewster: |
As a separate procedure always |
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Central District |
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Hon. Lourdes G. Baird: |
Separate procedure per standard minute order derived from simplification of Northern District of California local patent rules |
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Hon. William Matthew Byrne, Jr.: |
No response |
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Hon. David O. Carter: |
Varies depending on case |
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Hon. Audrey B. Collins: |
Sometimes separate, if requested by party |
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Hon. Florence-Marie Cooper: |
See previous response |
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Hon. Gary A. Feess: |
No response |
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Hon. Terry J. Hatter, Jr.: |
Separate procedure always |
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Hon. A. Andrew Hauk: |
See previous response to Question 1 |
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Hon. Harry L. Hupp: |
See previous response to Question 1 |
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Hon. Robert J. Kelleher: |
See previous response to Question 1 |
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Hon. William D. Keller: |
See previous response to Question 1 |
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Hon. George H. King: |
No response |
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Hon. J. Spencer Letts: |
See previous response to Question 1 |
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Hon. Ronald S.W. Lew: |
See previous response to Question 2 |
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Hon. Nora M. Manella: |
Separate procedure |
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Hon. Consuelo B. Marshall: |
Typically in conjunction with summary judgment |
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Hon. A. Howard Matz: |
No response |
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Hon. Margaret M. Morrow: |
Separate procedure usually; summary judgment in simpler cases |
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Hon. Mariana R. Pfaelzer: |
Separate Markman Hearing if substantial issues, complexity or parties request, otherwise through summary judgment. |
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Hon. Virginia A. Phillips: |
No response |
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Hon. Dean D. Pregerson: |
No response |
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Hon. Edward Rafeedie: |
Considers separate Markman Hearing “wasteful” |
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Hon. William J. Rea: |
See previous response to Question 2 |
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Hon. Manuel L. Real: |
No response |
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Hon. Christina A. Snyder: |
No response |
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Hon. Alicemarie H. Stotler: |
Usually in conjunction with summary judgment |
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Hon. Robert M. Takasugi: |
See previous response to Question 2 (Would consider if raised in conjunction with summary judgment, or separate procedure requested by party) |
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Hon. Gary L. Taylor: |
As part of summary judgment only |
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Hon. Dickran Tevrizian: |
In conjunction with summary judgment (if not resolved by summary judgment, then conduct Markman Hearing) |
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Hon. Robert J. Timlin: |
See previous response to Question 2 |
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Hon. Laughlin E. Waters: |
See previous response to Question 1 |
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Hon. Stephen V. Wilson: |
Separate procedure |
4. If you conduct a separate Markman Hearing, at what point during the pretrial phase do you typically schedule it?
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Southern District |
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Hon. Marilyn L. Huff: |
Considering use of separate procedure per Northern District of California |
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Hon. Irma E. Gonzalez: |
As early as practical |
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Hon. Napoleon A. Jones, Jr.: |
Having only done one in the past, there is no typical schedule |
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Hon. Judith N. Keep: |
End of discovery |
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Hon. M. James Lorenz: |
Varies depending on case and parties’ requests |
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Hon. Jeffrey T. Miller: |
Varies depending on case |
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Hon. Barry T. Moskowitz: |
When required by activity of the parties, such as filing summary judgment |
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Hon. Thomas J. Whelan: |
By stipulation and arrangement of the parties, usually right before or right after the close of discovery |
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Hon. Rudi M. Brewster: |
After discovery and before summary judgment |
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Central District |
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Hon. Lourdes G. Baird: |
Early in case, well before discovery cut-off |
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Hon. William Matthew Byrne, Jr.: |
No response |
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Hon. David O. Carter: |
Varies depending on complexity; early if issues simple; otherwise, close to or in conjunction with summary judgment. Typically determined during scheduling conference |
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Hon. Audrey B. Collins: |
As requested by parties (before summary judgment) |
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Hon. Florence-Marie Cooper: |
See previous response to Question 2 |
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Hon. Gary A. Feess: |
No response |
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Hon. Terry J. Hatter, Jr.: |
Varies depending on case (“when you have to”) |
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Hon. A. Andrew Hauk: |
See previous response to Question 1 |
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Hon. Harry L. Hupp: |
See previous response to Question 1 |
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Hon. Robert J. Kelleher: |
See previous response to Question 1 |
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Hon. William D. Keller: |
See previous response to Question 1 |
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Hon. George H. King: |
No response |
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Hon. J. Spencer Letts: |
See previous response to Question 1 |
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Hon. Ronald S.W. Lew: |
As requested by parties (“lawyers are primary movers”) |
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Hon. Nora M. Manella: |
As requested by parties |
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Hon. Consuelo B. Marshall: |
Varies depending on case |
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Hon. A. Howard Matz: |
No response |
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Hon. Margaret M. Morrow: |
During discovery and as early as possible |
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Hon. Mariana R. Pfaelzer: |
Varies depending on case (“when necessary and before dispositive motions”) |
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Hon. Virginia A. Phillips: |
No response |
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Hon. Dean D. Pregerson: |
No response |
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Hon. Edward Rafeedie: |
See previous response to Question 3 |
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Hon. William J. Rea: |
See previous response to Question 2 |
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Hon. Manuel L. Real: |
No response |
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Hon. Christina A. Snyder: |
No response |
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Hon. Alicemarie H. Stotler: |
See previous response (after discovery) |
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Hon. Robert M. Takasugi: |
Varies depending on case |
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Hon. Gary L. Taylor: |
See previous response to Question 2 |
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Hon. Dickran Tevrizian: |
As requested by parties (See previous response) |
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Hon. Robert J. Timlin: |
Agreed to during Scheduling Conference |
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Hon. Laughlin E. Waters: |
See previous response to Question 1 |
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Hon. Stephen V. Wilson: |
As early as possible |
5. What briefing protocol does the Court follow prior to the Markman Hearing and does the Court require any joint submissions from the parties, such as a Joint claim construction statement?
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Southern District |
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Hon. Marilyn L. Huff: |
See previous responses |
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Hon. Irma E. Gonzalez: |
Standard law & motion briefing - opening (patentee), opposition (defendant), reply (patentee) |
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Hon. Napoleon A. Jones, Jr.: |
Very ad hoc |
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Hon. Judith N. Keep: |
Standard law & motion briefing |
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Hon. M. James Lorenz: |
Standard law & motion briefing |
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Hon. Jeffrey T. Miller: |
Standard law & motion briefing schedule |
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Hon. Barry T. Moskowitz: |
Separate claim construction statements followed by simultaneous briefs. |
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Hon. Thomas J. Whelan: |
Simultaneous opening briefs, simultaneous oppositions, and no reply briefs; do not require joint claim construction statement but have a de facto one insofar as the parties stipulate that there are certain terms they do not dispute. |
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Hon. Rudi M. Brewster: |
Let the lawyers lead me and reason it with them together on an ad hoc or case-by-case basis. |
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Central District |
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Hon. Lourdes G. Baird: |
Meet & confer, joint claim construction statement, briefs |
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Hon. William Matthew Byrne, Jr.: |
No response |
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Hon. David O. Carter: |
Joint submissions required sometimes depending on complexity, then standard briefing (flexible), may consider limiting no. of terms/phrases construed. |
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Hon. Audrey B. Collins: |
Amenable to what parties want |
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Hon. Florence-Marie Cooper: |
See previous response to Question 2 |
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Hon. Gary A. Feess: |
No response |
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Hon. Terry J. Hatter, Jr.: |
Simultaneous briefs and responses |
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Hon. A. Andrew Hauk: |
See previous response to Question 1 |
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Hon. Harry L. Hupp: |
See previous response to Question 1 |
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Hon. Robert J. Kelleher: |
See previous response to Question 1 |
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Hon. William D. Keller: |
See previous response to Question 1 |
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Hon. George H. King: |
No response |
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Hon. J. Spencer Letts: |
See previous response to Question 1 |
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Hon. Ronald S.W. Lew: |
Standard law & motion briefing |
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Hon. Nora M. Manella: |
Joint claim construction statement, then standard law & motion briefing |
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Hon. Consuelo B. Marshall: |
Standard law & motion briefing |
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Hon. A. Howard Matz: |
No response |
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Hon. Margaret M. Morrow: |
Meet & confer; joint Claim Construction Chart followed by briefs |
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Hon. Mariana R. Pfaelzer: |
Joint claim construction statement (optional), then standard briefs (reply sometimes) |
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Hon. Virginia A. Phillips: |
No response |
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Hon. Dean D. Pregerson: |
No response |
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Hon. Edward Rafeedie: |
Same as regular trial briefing if not resolved by summary judgment (See previous response) |
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Hon. William J. Rea: |
See previous response to Question 2 |
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Hon. Manuel L. Real: |
No response |
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Hon. Christina A. Snyder: |
No response |
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Hon. Alicemarie H. Stotler: |
Joint submission not required but welcome, then standard briefs |
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Hon. Robert M. Takasugi: |
Standard briefs but would consider simultaneous briefing if requested |
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Hon. Gary L. Taylor: |
See previous response to Question 2 |
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Hon. Dickran Tevrizian: |
Standard briefing |
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Hon. Robert J. Timlin: |
Standard briefing, joint submission not required |
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Hon. Laughlin E. Waters: |
See previous response to Question 1 |
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Hon. Stephen V. Wilson: |
Standard briefs |
6. In conducting Markman Hearings, to what extent, if any, do you allow and consider extrinsic evidence (e.g., expert testimony, dictionary definitions, etc.)?
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Southern District |
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Hon. Marilyn L. Huff: |
Allows all forms; live testimony if necessary |
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Hon. Irma E. Gonzalez: |
Will consider all forms of evidence, including live witnesses |
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Hon. Napoleon A. Jones, Jr.: |
Not necessarily with Markman, but do get expert testimony with the tutorials |
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Hon. Judith N. Keep: |
Will consider all forms of evidence |
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Hon. M. James Lorenz: |
Allows in tutorials, during Markman Hearing attorneys may argue expert testimony and dictionary definitions |
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Hon. Jeffrey T. Miller: |
Will consider all forms of evidence |
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Hon. Barry T. Moskowitz: |
Dictionary definitions and technical experts will always come in with hearing in declarations. Live testimony depends on a case by case basis; does not permit patent law experts |
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Hon. Thomas J. Whelan: |
Only if the plain language of the claims is ambiguous; if so, allow all sources -- expert testimony, file history, dictionary definitions, etc. |
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Hon. Rudi M. Brewster: |
Because there is always ambiguity, allow insight from any source that may provide it -- expert testimony, case law, dictionaries |
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Central District |
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Hon. Lourdes G. Baird: |
Will consider; somewhat skeptical of expert testimony; no “legal” expert testimony |
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Hon. William Matthew Byrne, Jr.: |
No response |
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Hon. David O. Carter: |
Sometimes by stipulation, but generally tries to avoid |
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Hon. Audrey B. Collins: |
Inclined to look at only intrinsic, depends on complexity; more inclined to consider dictionary definitions than expert testimony |
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Hon. Florence-Marie Cooper: |
See previous response to Question 2 |
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Hon. Gary A. Feess: |
No response |
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Hon. Terry J. Hatter, Jr.: |
Will consider and accord due weight |
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Hon. A. Andrew Hauk: |
See previous response to Question 1 |
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Hon. Harry L. Hupp: |
See previous response to Question 1 |
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Hon. Robert J. Kelleher: |
See previous response to Question 1 |
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Hon. William D. Keller: |
See previous response to Question 1 |
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Hon. George H. King: |
No response |
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Hon. J. Spencer Letts: |
See previous response to Question 1 |
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Hon. Ronald S.W. Lew: |
Will consider and accord due weight |
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Hon. Nora M. Manella: |
Will consider, dictionary definitions may be considered for “plain meaning.” (“No hard and fast rules.”) |
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Hon. Consuelo B. Marshall: |
Will consider only what is “necessary” |
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Hon. A. Howard Matz: |
No response |
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Hon. Margaret M. Morrow: |
If there is demonstrable need; careful per Vitronics |
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Hon. Mariana R. Pfaelzer: |
Discouraged unless parties give good reason |
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Hon. Virginia A. Phillips: |
No response |
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Hon. Dean D. Pregerson: |
No response |
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Hon. Edward Rafeedie: |
Will consider “if relevant and helpful” and accord due weight. |
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Hon. William J. Rea: |
See previous response to Question 2 |
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Hon. Manuel L. Real: |
No response |
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Hon. Christina A. Snyder: |
No response |
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Hon. Alicemarie H. Stotler: |
Look at intrinsic first, if still ambiguous will consider extrinsic |
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Hon. Robert M. Takasugi: |
Would consider depending on case and accord due weight |
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Hon. Gary L. Taylor: |
No response |
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Hon. Dickran Tevrizian: |
Will consider and accord due weight |
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Hon. Robert J. Timlin: |
Will consider if helpful and accord due weight. Would also consider court-appointed expert and allowing attorneys to cross-examine and provide input as to who should be expert |
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Hon. Laughlin E. Waters: |
See previous response to Question 1 |
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Hon. Stephen V. Wilson: |
Often |
7. If a Markman Hearing is not held, what procedures and timing do you follow for claim construction?
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Southern District |
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Hon. Marilyn L. Huff: |
Summary judgment |
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Hon. Irma E. Gonzalez: |
See previous responses to Questions 3 and 4 |
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Hon. Napoleon A. Jones, Jr.: |
Does not recall any substitute |
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Hon. Judith N. Keep: |
See previous responses to Questions 3 and 4 |
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Hon. M. James Lorenz: |
Summary judgment |
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Hon. Jeffrey T. Miller: |
See previous responses to Questions 3 and 4 |
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Hon. Barry T. Moskowitz: |
Always have Markman Hearing unless the lawyers agree that there is no dispute, which has not happened yet |
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Hon. Thomas J. Whelan: |
Have parties submit written briefs and do a written order within about thirty days after the briefing |
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Hon. Rudi M. Brewster: |
Have yet to have a case proceed to summary judgment or trial without a Markman Hearing |
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Central District |
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Hon. Lourdes G. Baird: |
See previous response |
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Hon. William Matthew Byrne, Jr.: |
No response |
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Hon. David O. Carter: |
Summary judgment |
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Hon. Audrey B. Collins: |
Summary judgment |
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Hon. Florence-Marie Cooper: |
See previous response to Question 2 |
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Hon. Gary A. Feess: |
No response |
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Hon. Terry J. Hatter, Jr.: |
See previous responses to Questions 2 and 3 |
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Hon. A. Andrew Hauk: |
See previous response to Question 1 |
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Hon. Harry L. Hupp: |
See previous response to Question 1 |
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Hon. Robert J. Kelleher: |
See previous response to Question 1 |
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Hon. William D. Keller: |
See previous response to Question 1 |
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Hon. George H. King: |
No response |
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Hon. J. Spencer Letts: |
Informal process in conjunction with settlement using court-appointed expert |
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Hon. Ronald S.W. Lew: |
Summary judgment |
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Hon. Nora M. Manella: |
See previous responses to Questions 3 and 4 |
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Hon. Consuelo B. Marshall: |
Summary judgment or at trial |
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Hon. A. Howard Matz: |
No response |
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Hon. Margaret M. Morrow: |
See previous responses to Questions 3 and 4 |
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Hon. Mariana R. Pfaelzer: |
Summary judgment |
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Hon. Virginia A. Phillips: |
No response |
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Hon. Dean D. Pregerson: |
No response |
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Hon. Edward Rafeedie: |
At summary judgment stage or at trial |
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Hon. William J. Rea: |
See previous response to Question 2 |
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Hon. Manuel L. Real: |
No response |
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Hon. Christina A. Snyder: |
No response |
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Hon. Alicemarie H. Stotler: |
Summary judgment |
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Hon. Robert M. Takasugi: |
See previous response to Question 3 |